Regulatory Overview

UK

One Financial Markets operates under the authorization and regulation of the Financial Conduct Authority (FCA) in the United Kingdom, holding firm reference number 466201. Details of the authorized operations and a list of individuals with personal authorization under the company’s license can be found on the FCA website.

The FCA is widely recognized as a premier financial regulatory authority by both consumers and financial service professionals. Its mandate, granted by the UK Government's Financial Services Act, involves supervising and regulating financial services businesses both within and originating from the United Kingdom.

Our FCA registration confirms our status as a 'Full Scope Firm,' representing the highest level of authorization attainable.

It should be noted that the One Financial Markets personnel listed on the FCA website exclusively include those performing functions requiring authorization under the FCA framework. Personnel based overseas are not eligible for personal listing on the FCA website as their work is conducted outside the UK.

South Africa

One Financial Markets is an authorized Financial Services Provider, regulated by the Financial Services Board of South Africa, with registration number 40983.